SCHEDULE 13G
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Under the Securities Exchange Act of 1934
(Amendment No. 11)*
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LSB FINANCIAL CORP.
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(Name of Issuer)
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Common Stock, par value $0.01 per share
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(Title of Class of Securities)
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501925 10 1
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(CUSIP Number)
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December 31, 2011
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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x
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Rule 13d-1(b)
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¨
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Rule 13d-1(c)
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¨
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Rule 13d-1(d)
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*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 501925 10 1
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1
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NAME OF REPORTING PERSON
LSB Financial Corp. Employee Stock Ownership Plan
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) o
(b) x
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION Indiana
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER |
99,546
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7
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SOLE DISPOSITIVE POWER |
99,546
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8
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SHARED DISPOSITIVE POWER |
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 99,546 Shares
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(See Instructions) ¨
N/A
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.4%
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12
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TYPE OF REPORTING PERSON (See Instructions) EP
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CUSIP No. 501925 10 1
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1
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NAME OF REPORTING PERSON
First Bankers Trust Services, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) o
(b) x
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION Illinois
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER |
99,546
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7
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SOLE DISPOSITIVE POWER |
99,546
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8
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SHARED DISPOSITIVE POWER |
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 99,546 Shares
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(See Instructions) ¨
N/A
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.4%
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12
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TYPE OF REPORTING PERSON (See Instructions) BK
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Item 1.
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(a)
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LSB Financial Corp. (the “Corporation”)
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(b)
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101 Main Street, Lafayette, Indiana 47901
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Item 2.
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(a)
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LSB Financial Corp. Employee Stock Ownership Plan (the “ESOP”)
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First Bankers Trust Services, Inc. (the “Trustee”), the Trustee of the ESOP. The Trustee may also be deemed to beneficially own the shares held by the ESOP.
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(b)
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The business address of the ESOP is 101 Main Street, Lafayette, Indiana 47901.
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The business address of the Trustee is 2321 Kochs Lane, Quincy, Illinois 62305.
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(c)
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The Trustee is a state-chartered trust company organized under the laws of Illinois.
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(d)
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Common stock, par value $0.01 per share (the “Common Stock”).
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(e)
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501925 10 0
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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(f)
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x An employee benefit plan or endowment fund in accordance with §§ 240.13d-1(b)(1)(ii)(F)
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Item 4.
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Ownership
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Item 5.
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Ownership of Five Percent or Less of a Class
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
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Item 8.
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Identification and Classification of Members of the Group
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certifications
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February 2, 2012
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Date
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LSB FINANCIAL CORP.
EMPLOYEE STOCK OWNERSHIP PLAN
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By:
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/s/ Linda Shultz
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First Bankers Trust Services, Inc., as Trustee
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Name: Linda Shultz
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Title: Trust Officer
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February 2, 2012
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Date
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FIRST BANKERS TRUST SERVICES, INC.
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By:
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/s/ Linda Shultz
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Linda Shultz, Trust Officer
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FIRST BANKERS TRUST SERVICES, INC.
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By:
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/s/ Linda Shultz
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Linda Shultz, Trust Officer
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LSB FINANCIAL CORP.
EMPLOYEE STOCK OWNERSHIP PLAN
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By:
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/s/ Linda Shultz
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First Bankers Trust Services, Inc., as Trustee
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Name: Linda Shultz
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Title: Trust Officer
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